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SEC Office of the Whistleblower
The U.S. Securities and Exchange Commission (SEC) whistleblower program went into effect on July 21, 2010, when the President signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act. The same law also established a whistleblower incentive program at the Commodity Futures Trading Commission, which is run by former senior SEC enforcement attorney〔https://www.linkedin.com/pub/christopher-ehrman/5/b3b/ba〕 Christopher C. Ehrman.〔(【引用サイトリンク】title=Q&A: Christopher Ehrman, Director, CFTC’s Whistleblower Office )〕〔(【引用サイトリンク】title=CFTC Names Christopher Ehrman as Director of Whistleblower Office )〕 The program rewards people who submit tips related to violations of the Commodity Exchange Act.〔 〕 The SEC can make awards ranging from 10 to 30 percent of the monetary sanctions collected, which are paid from its Investor Protection Fund.
==Overview==
While the SEC had in place a bounty program for more than 20 years to reward whistleblowers for insider trading tips and complaints, an Office of the Inspector General's 2013 report found the Commission had received very few applications from individuals seeking a bounty, and there were very few payments made under the program, possibly because the program was not widely recognized. The report also determined the program was not well-designed.〔 〕
Sean McKessy is the current Chief of the Office of the Whistleblower.〔http://dealbook.nytimes.com/2013/04/23/hazy-future-for-s-e-c-s-whistle-blower-office/?_r=0〕 On January 17, 2012, the SEC named Jane A. Norberg as the Office’s Deputy Chief.〔(【引用サイトリンク】title=SEC.gov - SEC Names Jane Norberg as Deputy Chief of Whistleblower Office )〕 The office also has on staff eight attorneys, three paralegals, and one program support specialist.
Sean McKessy said he understands the public's skepticism about the program. "I view it as already having been a very significant success, but I understand that people want to see the deliverable. And the deliverable, in our view, is paying people for good information," he said. He added that he welcomes the opportunity to make payouts: "The more, the better, obviously. The higher the amounts, the better," he said.〔(【引用サイトリンク】title=SEC Whistleblowers Waiting For Big Payouts As Rumors Of First Award Mount )〕 "We are likely to see more awards at a faster pace now that the program has been up and running and the tips we have gotten are leading to successful cases," McKessy told the ''Wall Street Journal'' in Junbe 2013.〔(【引用サイトリンク】title=SEC Whistleblower Rewards: Larger Ones Are Coming )〕
抄文引用元・出典: フリー百科事典『 ウィキペディア（Wikipedia）』
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